ASIC reports on risks associated with third-party authorities

On 9 August 2018, ASIC released a report that has potential implications for superannuation funds where an adviser is authorised to ‘operate’ or ‘transact’ on an account.  The report covered  various levels of adviser involvement – from ‘view only’ access to complete control. The ASIC report followed a review of 6 banks after the collapse…

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